Regulation and Compliance Courses

At Redcliffe Training, our regulation and compliance courses have been specially developed to enhance the skill sets of corporate finance practitioners and corporate lawyers.

Run by former practitioners, these business regulation training courses will help you to develop an in-depth understanding of the different regulatory subjects.

If you’re interested in learning more about the regulation and compliance courses that we offer, then get in touch with us today on 020 7387 4484 or send an email to

Currently Available Public Courses

Accounting for Business Combinations (M&A) Training Course£625.00 + VATCourse info »
Advanced FCA Listing Rules: Latest updates with DTRs£695.00 + VATCourse info »
Advanced Financial Analysis Training Course£1650.00 + VATCourse info »
Advanced Takeover Code Course: Current Strategies and Tactics£695.00 + VATCourse info »
Anti- Money Laundering Course£625.00 + VATCourse info »
Business & Contract Law – The Essentials£675.00 + VATCourse info »
Company Secretary: 2016 Update£625.00 + VATCourse info »
FATCA: The Important Provisions£325.00 + VATCourse info »
Financial Crime Prevention Compliance£1275.00 + VATCourse info »
Introduction to The Takeover Code£600.00 + VATCourse info »
Introduction to the FCA Listing, Disclosure and Transparency and Prospectus Rules£600.00 + VATCourse info »
Know Your Customer Course£625.00 + VATCourse info »
Listing Rules and Takeover Code Course – The Fundamentals£1100.00 + VATCourse info »
Market Abuse Regulation – 2016 Update£395.00 + VATCourse info »
New Market Abuse Regulation for EU£395.00 + VATCourse info »
Persons of Significant Control Registers£295.00 + VATCourse info »
Secondary Equity Offerings Course: Structure & Regulation Update£625.00 + VATCourse info »
Securitisation – The Structures, Legal Analysis and Documentation£695.00 + VATCourse info »
Senior Persons Regime & Its Impact on Training & Competence Obligations£595.00 + VATCourse info »
Structured Products & Upcoming Regulatory Changes£695.00 + VATCourse info »
The Advanced Negotiation Issues in Financial Covenants Course£695.00 + VATCourse info »
The Financial Promotions Training Course£625.00 + VATCourse info »
The UK Financial Services Regulation and Compliance Training Course£625.00 + VATCourse info »
Trade Based Money Laundering (TBML) and Sanctions Compliance Course£1800.00 + VATCourse info »
Training & Competence Obligations£300.00 + VATCourse info »

Organising a training course for a group of colleagues and presenting it in-house for you can be financially advantageous and all of our public courses can be presented in-house. We are happy to tailor the publicly scheduled training course content to meet your needs, or we can develop an entirely new course for you and present it in-house to your staff. Should you wish to enquire about an in-house course, please contact us on:

Currently Available In-house Courses Which Are Not Presently Run As Public Courses

In-House CourseAML & KYC : The Crime Prevention Compliance CourseContact usCourse info »
In-House CourseAccounting Course for Listed CompaniesContact usCourse info »
In-House CourseFinancial Reporting Requirements in Investment CircularsContact usCourse info »
In-House CourseHedge Accounting Training Course under IFRSContact usCourse info »
In-House CourseIFRS Accounting Training for InvestmentsContact usCourse info »
In-House CourseIFRS Accounting for Real Estate CourseContact usCourse info »
In-House CourseNon-Executive Director Briefing Training CourseContact usCourse info »
In-House CoursePersons of Significant Control Registers: What Charities need to knowContact usCourse info »
In-House CoursePersons of Significant Control Registers: What Private Equity Funds need to knowContact usCourse info »
In-House CoursePublic to Private TakeoversContact usCourse info »
In-House CourseThe Complaints Handling Training Course – FCA RequirementsContact usCourse info »
In-House CourseTreating Customers FairlyContact usCourse info »