Regulation & Compliance

Download our latest brochure which details practical and advanced regulatory courses for corporate finance practitioners and corporate lawyers.

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18-19 March 2014 Financial Accounting and Reporting for UK Listed Insurance Groups £950.00 + VAT Course info »
27 March 2014 Secondary Equity Offerings: Structure & Regulation Update £525.00 + VAT Course info »
14 May 2014 The Takeover Code Update £400.00 + VAT Course info »
28 May 2014 Advanced Takeover Code: Current Strategies & Tactics £675.00 + VAT Course info »
4 June 2014 The Prospectus Rules Update £350.00 + VAT Course info »
18 June 2014 Advanced FCA Listing Rules: Latest updates with DTRs £675.00 + VAT Course info »
4 July 2014 Advanced Negotiation Issues in Financial Covenants £675.00 + VAT Course info »
8 July 2014 Introduction to the FCA Listing, Disclosure and Transparency and Prospectus Rules £575.00 + VAT Course info »
8-9 July 2014 The Listing Rules & The Takeover Code – The Fundamentals £1100.00 + VAT Course info »
9 July 2014 Introduction to The Takeover Code £575.00 + VAT Course info »
16 July 2014 Know Your Customer £250.00 + VAT Course info »
16 July 2014 Anti Money Laundering £250.00 + VAT Course info »
21 July 2014 Derivatives and ISDA Documentation: Introduction to Legal Aspects £550.00 + VAT Course info »
19 September 2014 Preparing for FATCA: 1-day Introductory level course on implementing FATCA requirements £575.00 + VAT Course info »
24 September 2014 The Regulation & Compliance Course for UK Financial Services £550.00 + VAT Course info »
25 September 2014 Financial Promotions £500.00 + VAT Course info »
7 October 2014 Complaints Handling – FCA Requirements £275.00 + VAT Course info »

All public courses can also be delivered in the form of in-house seminars. Please contact for further details…

In-House Course Accounting for Listed Entities Contact us Course info »
In-House Course Accounting for Mergers & Acquisitions Contact us Course info »
In-House Course Accounting for UK Pension Schemes Contact us Course info »
In-House Course Company Law Update Contact us Course info »
In-House Course Financial Reporting Requirements in Investment Circulars Contact us Course info »
In-House Course Hedge Accounting under IFRS Contact us Course info »
In-House Course IFRS Accounting for Investments Contact us Course info »
In-House Course IFRS Accounting for Real Estate Contact us Course info »
In-House Course Introduction to OEIC & Unit Trust Accounting Contact us Course info »
In-House Course Pricing Financial Instruments Contact us Course info »