Regulation & Compliance Courses

Download our latest brochure which details practical and advanced regulatory courses for corporate finance practitioners and corporate lawyers.

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Advanced FCA Listing Rules: Latest updates with DTRs £675.00 + VAT Course info »
Advanced Takeover Code Course: Current Strategies and Tactics £675.00 + VAT Course info »
Anti Money Laundering – The AML Training Course £250.00 + VAT Course info »
Derivatives and ISDA Documentation Training Course: Legal Aspects £550.00 + VAT Course info »
Financial Accounting and Reporting for UK Listed Insurance Groups £950.00 + VAT Course info »
Introduction to The Takeover Code £575.00 + VAT Course info »
Introduction to the FCA Listing, Disclosure and Transparency and Prospectus Rules £575.00 + VAT Course info »
Know Your Customer -The KYC Training Course £250.00 + VAT Course info »
Listing Rules and Takeover Code Course – The Fundamentals £1100.00 + VAT Course info »
Secondary Equity Offerings Course: Structure & Regulation Update £525.00 + VAT Course info »
The Advanced Negotiation Issues in Financial Covenants Course £675.00 + VAT Course info »
The Complaints Handling Training Course – FCA Requirements £275.00 + VAT Course info »
The Financial Promotions Training Course £500.00 + VAT Course info »
The Prospectus Rules Update Course £350.00 + VAT Course info »
The Takeover Code Update Course £400.00 + VAT Course info »
The UK Financial Services Regulation and Compliance Training Course £550.00 + VAT Course info »

All public courses can also be delivered in the form of in-house seminars. Please contact for further details…

In-House Course Accounting Course for Listed Companies Contact us Course info »
In-House Course Accounting Course for UK Pension Schemes Contact us Course info »
In-House Course Company Law Update Course Contact us Course info »
In-House Course Financial Reporting Requirements in Investment Circulars Contact us Course info »
In-House Course Hedge Accounting Training Course under IFRS Contact us Course info »
In-House Course IFRS Accounting Training for Investments Contact us Course info »
In-House Course IFRS Accounting for Real Estate Contact us Course info »
In-House Course Introduction to OEIC & Unit Trust Accounting Contact us Course info »
In-House Course M&A Accounting Course Contact us Course info »
In-House Course Pricing Financial Instruments Contact us Course info »